Discover published sets by community

Allows certain large broker-dealers to use internal models to calculate net capital requirements for market and credit risk instead of standard methods.

Passed in response to financial scandals, this Act enhances corporate responsibility and financial disclosures and combats corporate and accounting fraud.

Preempts state private securities class action lawsuits alleging fraud and permits them to be filed only under federal securities law.

Aims to promote full and fair disclosure of information by publicly traded companies to all market participants.

A comprehensive reform of financial regulation aimed at reducing systemic risk and protecting consumers.

Aims to promote efficiency and reduce redundancies in the securities markets by providing a more uniform, consistent, and coordinated regulatory environment.

Regulates investment advisers and requires them to register with the SEC, setting forth rules regarding fiduciary duties and disclosures.

Enacted to encourage the funding of small businesses by easing various securities regulations.

This Act imposes several significant substantive changes affecting the rights of investors to bring class-action lawsuits under federal securities laws.

Provides for the imposition of civil penalties for individuals who engage in insider trading, in addition to any criminal fines.

Establishes the Securities Investor Protection Corporation (SIPC) to provide limited customer protection if a brokerage firm becomes insolvent.

Regulates commodity futures and option markets in the United States, aiming to protect market participants against manipulation, abusive trade practices, and fraud.

A federal law ensuring the accuracy, fairness, and privacy of consumer information contained in the files of credit reporting agencies.

Focuses on the regulation of cash tender offers and requires full disclosure and fair procedures in corporate acquisition processes.

Empowers the SEC to regulate credit rating agencies that rate structured finance products and provide nationally recognized statistical ratings.

The Act regulates the offer and sale of securities in the US, requiring registration and disclosure to protect investors.

An exemption from registration requirements for small offerings, allowing companies to offer and sell up to $50 million of securities in a 12 month period.$

Enhances the powers of the FDIC and aims to strengthen the banking system by enforcing stricter capital requirements and providing more public disclosures.

This Act established the SEC, governs secondary trading, and requires periodic financial reporting by publicly traded companies.

Provides a series of exemptions to allow companies to raise capital without going through the process of registering securities with the SEC.

Makes it illegal for U.S. persons and entities to bribe foreign government officials to benefit their business interests.

This Act regulates the organization and activities of investment companies and requires disclosures to investors.

Allows financial institutions to control and operate in multiple financial sectors, repealing the Glass-Steagall Act of 1933's restrictions.

A self-regulatory organization that regulates member brokerage firms and exchange markets, ensuring market integrity.