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The SEC oversees securities transactions, activities of financial professionals and mutual fund trading to prevent fraud and intentional deception.

A series of European Union directives that aim to prevent the use of the financial system for the purposes of money laundering or terrorist financing.

U.S. legislation that requires financial institutions to assist government agencies to detect and prevent money laundering.

The CFTC regulates the U.S. derivatives markets, including futures, options, and swaps.

FINRA is a private corporation that acts as a self-regulatory organization for member brokerage firms and exchange markets.

An international regulatory framework aimed to strengthen bank capital requirements, improve risk management and enhance the transparency of banks.

Promotes the safety and efficiency of payment, clearing, settlement, and related arrangements, thereby supporting financial stability and the wider economy.

The central banking system of the United States that conducts the nation's monetary policy, supervises and regulates banking institutions, maintains the stability of the financial system and provides financial services to depository institutions, the U.S. government, and foreign official institutions.

A U.S. federal law designed to promote the informed use of consumer credit by requiring disclosures about its terms and cost.

The FDIC insures deposits at banks and thrift institutions, supervises financial institutions for safety and soundness, and manages receiverships.

This act enacted in 2002 established new or expanded requirements for all U.S. public company boards, management, and public accounting firms.

This act separated investment banking from retail banking in the United States, introduced after the Great Depression to reduce speculation by banks.

An international financial institution that aims to promote global monetary and financial stability through international cooperation.

Based in the UK, the FCA regulates financial firms providing services to consumers and maintains the integrity of the UK's financial markets.

ESMA aims to enhance the protection of investors and promote stable and orderly financial markets within the European Union.

A regulation part of the Dodd-Frank Wall Street Reform and Consumer Protection Act that restricts United States banks from making certain kinds of speculative investments that do not benefit their customers.

The Markets in Financial Instruments Directive II is an EU legislation that provides a regulatory framework for financial markets in the EU and the provision of investment services.

EU directive that regulates payment services and providers throughout the European Union and European Economic Area.

Also known as the Financial Services Modernization Act of 1999, it allowed the consolidation of banks, securities companies, and insurance companies in the United States.

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks.

A comprehensive piece of financial reform legislation passed in 2010 in the United States, intended to reduce risk in the financial system and offer protections to consumers.

An independent, private-sector body that develops and approves International Financial Reporting Standards (IFRSs).

U.S. federal law that regulates collection, dissemination, and use of consumer credit information.

The CFPB enforces consumer financial law and protects consumers in the financial marketplace.